Compliance recording in financial sectors
Financial institutes such as investment banks, hedge funds and private equity companies are more strictly policed than ever before and penalties for non-compliance are huge. Regulations vary around the world and organisations need to comply with demands from regulators such as the CFTC and SEC in the USA, ESMA in the European Union and the FCA in the UK.
Red Box Quantify enables you to record communications and store records that relate to daily trading and business activity. You can keep data securely to comply with retention cycles, and retrieve what you need to reconstruct events to the satisfaction of auditors.
To guarantee that stored records are protected against alteration and tampering, Quantify integrates easily with networked storage devices to deliver Write Once, Read Many (WORM) compliance, promulgated by the latest regulations.
Read more about our recording solution for Finance Sectors